Role in brief
Newton is seeking a Compliance Associate to uphold compliance standards in the crypto trading sector. This role is ideal for candidates with a background in business or law and a strong understanding of financial regulations.
About the role
Newton is transforming crypto trading for Canadians, aiming to empower individuals with the tools and knowledge necessary for financial freedom. As a Compliance Associate, you will play a crucial role in ensuring the company's adherence to regulations and internal policies.
You will work remotely with a collaborative team dedicated to integrity and transparency. Success in this role involves maintaining organized compliance records, conducting reviews, and supporting audits, all while fostering a culture of continuous improvement and creativity.
Skills that matter here
- financial regulations: This role requires knowledge of financial regulations and industry best practices to assist in compliance monitoring.
- analytical skills: Strong analytical and problem-solving skills are essential for identifying compliance gaps and risks.
- communication skills: Impeccable communication and interpersonal skills are necessary for collaborating with team members and documenting compliance findings.
- organizational abilities: Excellent attention to detail and organizational skills are vital for maintaining accurate compliance records.
Who this role suits
- A candidate with a background in business, law, or a related field.
- Someone who has completed relevant compliance exams and possesses knowledge of financial regulations.
- An individual with strong analytical and organizational skills, capable of working independently and as part of a team.
- A person who values integrity and is eager to develop their understanding of compliance and risk management.
From the employer
Responsibilities
- Assist in monitoring the company's compliance with relevant regulations, and internal policies
- Support periodic compliance reviews and assessments to identify potential issues, gaps, and risks
- Maintain accurate and organized compliance records, including policies, procedures and reports
- Assist with drafting, reviewing, and updating compliance policies, procedures, and other documentation
- Support internal compliance audits, reviews, control testing, and risk assessments, including gathering information and documenting findings
- Assist with the investigation and documentation of compliance incidents, breaches, and identified deficiencies
- Maintain compliance tracking logs and assist with tracking corrective actions, risk mitigation measures, and preparing periodic reports
Who You Are
- Bachelor's degree business, law, or a related field
- Has completed CIRE/CSC, Supervisory and/or trader exams through CIRO/CSI
- You possess knowledge of financial regulations and industry best practices
- You have strong analytical and problem-solving skills
- Excellent attention to detail and organizational abilities
- Impeccable communication skills and interpersonal skills
- Ability to work effectively both independently and as part of a team
- High degree of integrity, professionalism, and discretion, with an eagerness to develop knowledge of compliance and risk management.
At Newton, we celebrate our inclusive work environment and welcome members of all backgrounds and perspectives to apply. We are committed to providing reasonable accommodations and will work with you to meet your needs. If you are a person with a disability and require assistance during the application process, please don’t hesitate to reach out!
Questions about this role
Is this position remote?
Yes, this role is fully remote.
What qualifications do I need to apply?
A Bachelor's degree in business, law, or a related field, along with completed compliance exams is required.
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