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Join Polymarket as a Compliance Technology Associate to ensure compliance with CFTC regulations while working in a fast-paced environment. You'll manage compliance workflows and serve as a liaison between Compliance and Engineering.
Compliance Technology Associate
Company: Polymarket
Location: New York, US (Remote)
Employment Type: Full Time
About Polymarket
Polymarket is the world's largest prediction market platform. We enable individuals to express views on real-world events by trading on outcomes across politics, economics, sports, culture, and current affairs. Built as a peer-to-peer marketplace with no centralized "house," Polymarket aggregates diverse opinions into transparent, market-based probabilities that reflect collective expectations about the future.
About the Role
Polymarket operates as a CFTC-registered Designated Contract Market (DCM) and Derivatives Clearing Organization (DCO). The Compliance team is responsible for meeting regulatory obligations while supporting a product that moves fast and operates at scale. This role sits within the Legal and Compliance department and reports to the Compliance Technology Lead. You will own the day-to-day execution of our system safeguards compliance programs under CFTC Regulations 38.1051 and 39.18.
This is not a policy-reading role. You will be in the weeds on audits, remediation tracking, and cross-functional coordination on a regular basis. The person who succeeds here can run compliance workflows end-to-end with minimal oversight, translate regulatory requirements into clear asks for technical teams, and hold their own in conversations about infrastructure and controls.
Responsibilities
- Draft, update, and version-control compliance policies, procedures, and self-certification filings related to system safeguards and electronic trading controls
- Maintain all documentation required under CFTC Regulations 38.1051 and 39.18, including enterprise risk management, information security, and business continuity program records
- Track penetration testing, vulnerability testing, and controls testing schedules; coordinate with engineering to ensure tests are completed on time and findings are documented with clear remediation plans
- Coordinate annual and special system safeguards reviews and audits conducted by independent third parties, managing logistics, information requests, and follow-up correspondence
- Act as the primary liaison between Compliance and Technology teams to ensure safeguards documentation accurately reflects current infrastructure and controls
- Support responses to CFTC examinations, inquiries, and requests for information related to technology and system safeguards matters
- Monitor CFTC regulatory developments related to technology and system safeguards requirements and flag material changes to the Compliance Technology Lead
Requirements
- Direct experience with CFTC regulatory compliance, including familiarity with the filing and documentation requirements imposed on registered DCMs and DCOs
- Working knowledge of CFTC Regulations 38.1051 and 39.18, including what each regulation requires in terms of documentation, testing schedules, and notification obligations
- Proven ability to own compliance workflows end-to-end, including audits, gap analyses, and remediation tracking, without significant hand-holding from senior staff
- Strong written skills; ability to produce clean, precise compliance documentation and regulatory filings without heavy editing
- Ability to communicate regulatory requirements clearly to engineering and product teams
- Comfort working in a fast-moving environment where priorities shift and timelines are tight
Nice to Have
- Prior experience working at a DCM or DCO
- Direct experience coordinating third-party system safeguards audits, including managing independent contractor relationships and CFTC correspondence related to audit findings
Benefits
- Competitive salary & equity
- Unlimited PTO
- Full Health, Vision, & Dental coverage
- 401k match
- Hardware setup: new MacBook Pro, big display, & accessories
Benefits
- Competitive salary & equity
- Unlimited PTO
- Full Health, Vision, & Dental coverage
- 401k match
- Hardware setup: new MacBook Pro, big display, & accessories